The Basics of Occlusal Splint Therapy

Treatment of occlusal-related disorders is often a challenge for both the dentist and the patient. These disorders are often difficult to diagnose, as the presenting symptoms can be variable. Occlusal splint design and function can be considered an example of the art and science of dentistry. Once the cause of occlusal-related disorders is identified, this reversible, noninvasive therapy provides both diagnostic information and relief without the problems that often accompany other approaches to care, ie, surgery and extended drug therapy.

The goal of this article is to familiarize “physicians of the masticatory system”1 with the basic principles of occlusal splint therapy for treating temporomandibular disorder (TMD), bruxism, and some forms of headache.

WHAT IS OCCLUSAL SPLINT THERAPY?

Figure 1. A stabilization appliance allows freedom of movement for the teeth and the condyle, but is guided by the anterior teeth.

Occlusal splint therapy may be defined as “the art and science of establishing neuromuscular harmony in the masticatory system by creating a mechanical disadvantage for parafunctional forces with removable appliances.”2 A properly constructed splint facilitates a mutually protected occlusion3 (Figure 1).

WHAT TYPES OF SPLINTS ARE AVAILABLE?

The types of splints currently employed in occlusal splint therapy include permissive, nonpermissive, hydrostatic, and soft rubber (silicone) splints. The permissive splints4 allow the teeth to glide unimpeded over the biting or contact surface. These include bite planes (anterior deprogrammer, Lucia jig, anterior jig) and stabilization splints (Tanner, centric relation, flat plane, and superior repositioning).

Figure 2. An anterior repositioning appliance (nonpermissive) locks the teeth and mandible in a forward position.

The nonpermissive splints have ramps or indentations that limit the movement of the mandible. Examples include an anterior repositioning appliance (ARA) and a mandibular orthotic repositioning appliance (MORA) (Figure 2).

Soft rubber splints and hydrostatic splints (Aqualizer, Jumar Corp) function by separating the teeth. Soft rubber splints, however, do not provide the characteristics necessary for successful splint therapy. These splints can exacerbate bruxism,5 possibly due to premature posterior contacts related to the fact that these splints cannot be balanced.

HOW DO SPLINTS WORK?

Splints provide diagnostic information, allow muscles in spasm to relax, protect the teeth and jaws from the adverse effects of bruxism, and normalize periodontal ligament proprioception. These devices can also allow repositioning of the condyles and jaws into centric relation (CR).2

Providing Diagnostic Information

Figure 3. Wear facets on the splint indicate parafunctional habits.

Occlusal splints provide diagnostic information in different ways. The restorative dentist can determine the envelope of function, potential neutral zone impingements, parafunctional habits, and anterior guidance requirements, as well as obtain information about vertical dimension from patients who wear a splint. A study of patients with nocturnal bruxism revealed that 13% exhibited isometric clenching, 71% exhibited bilateral clenching, 13% exhibited unilateral excursion, and 3% exhibited protrusive movement6 (Figure 3). The treating clinician can predict from this information that a large precentage of patients requiring restorative treatment may exhibit lateral parafunctional forces that could damage the natural and prosthetic dentition. Cusp shapes, sizes, angulations, and depths can be evaluated and properly designed if this information is available prior to treatment.

Temporomandibular (TM) status may also be obtained and a working diagnosis verified or discarded. An example is the individual diagnosed with a muscular TM joint that does not achieve total muscle relaxation with treatment. This can indicate a more advanced joint disorder than originally diagnosed. This author considers splint wear mandatory prior to extensive restorative therapy.

Muscle Relaxation

The literature has shown that tooth interferences to the CR arc of closure activate the lateral pterygoid muscles7; posterior tooth interferences during excursive mandibular movements cause hyperactivity of the closing muscles8; and conversely, that the elimination of posterior excursive contacts by anterior guidance significantly reduces elevator muscle hyperactivity.9 Even small (50 µm) occlusal interferences can initiate changes in coordinated muscle activity.10

Headache is observed in many TMD patients.11,12 The effectiveness of splint therapy in reducing head and neck pain and muscle hyperactivity is well documented.13-16 A specific anterior deprogrammer known as the nociceptive trigeminal inhibition (NTI) appliance has recently been approved by the FDA for the prevention of medically diagnosed migraine headache pain.17 Occlusal splints promote muscle relaxation by providing a platform for the teeth that allows for equal distribution of tooth contacts, immediate posterior tooth disclusion in all movements (with anterior guidance), and reduced stress on the joint. Neuromuscular harmony that follows provides for optimal function and comfort.

Protecting Teeth and Jaws From Bruxism

Bruxism has been defined as “the grinding or clenching of teeth at other times than for the mastication of food.”18 Certain authors have suggested it is only a nocturnal activity.19 A CR-balanced splint can provide protection from the potentially adverse effects of this parafunctional activity.

Studies examining the occurrence of bruxism have reported prevalence ranging from 6.5% to 88%.20 The forces generated during bruxism can be as much as six times the maximal force generated by normal chewing.21 Since the average force generated by normal chewing is 162 pounds per square inch,22 patients who brux should be identified and treated as required. Identification involves examination of the teeth, supporting tissues, muscles of mastication, and TM joints. Signs or symptoms of bruxism should be countered with a nocturnal CR-balanced splint prior to and after any restorative intervention.

It is important to remember that splints do not prevent bruxism, rather, they distribute the force across the masticatory system. These appliances can decrease the frequency but not the intensity of the bruxing episodes.6

An interesting study by Nitzan suggested another pathologic mechanism.23 Cellular hypoxia can take place when capillary perfusion pressure is above 25 mm Hg. Needles were inserted into the superior joint space of dental students during maximal clenching, both with and without a flat plane appliance in place. Pressures exceeding 200 mm Hg were observed when clenching without the splint, but pressures were less than 25 mm Hg when clenching with the splint. With compression of the vessels, the affected area has reduced blood flow, which will adversely affect normal function and wound healing.

Normalizing Periodontal Ligament Proprioception

The attachment of a tooth to the osseous (alveolar) housing is via the periodontal ligament. Contained within this collagenous structure are sensors (proprioceptive fibers) that perceive force. Messages received from the ligament are transmitted through nerve fibers to the central nervous system, triggering muscle patterns that protect the teeth from overload. Using an animal model, Hannam and coworkers24 found that stimulation of pressure receptors in the periodontal ligament led to a jaw-opening reflex. Hellsing demonstrated that muscle changes occur with tooth contact, and that periodontal afferent feedback (sensory nerve feedback) must be responsible for this rapid adaptation.25 An occlusal splint functions to dissipate the forces placed on individual teeth by utilizing a larger surface area covering all teeth in the arch. Once fabricated, a splint must be continually adjusted to re-establish equal contact, balance the load, and allow for muscle symmetry.

Allowing Condylar Seating in CR

CR is defined as “the relationship of the mandible to the maxilla when the properly aligned condyle/disc assemblies are in the most superior position against the emminentia irrespective of tooth position or vertical dimension.”1

Figure 4. The properly aligned condyle/disc assembly. Physiologic function is dependent on the component parts being in position when loading occurs. Figure 5. The articular disc and its attachments maintain their physiologic position as the lateral pterygoid obtains full extension.

CR can be a starting point for determining the relationships of the teeth, discs, bones, ligaments, and muscles (Figure 4). The condyle/disc assembly is allowed to seat in CR (Figure 5) when the superior belly of the lateral pterygoid muscle obtains its full extension due to minimal positioning muscle hyperactivity, which dictates tonic muscle activity as opposed to any type of muscle hyperactivity. The TM joints are load bearing,26-28 specifically during parafunctional activities and forceful mastication or biting. During loading, the elevator muscles (mainly the temporalis and masseter) can exert maximal force with a totally relaxed lateral pterygoid and a disc that is physiologically located. When the lateral pterygoid is triggered to hyperactivity through occlusal stimuli, the disc is pulled anteriomedially toward  the origin of the muscle, resulting in displacement. In this case the disc, condylar head, ligaments, and muscle are under excessive loading and are susceptible to damage. Chronic and acute overloading of the condyle/disc assembly when not in normal physiologic position contributes greatly to the development of TMD.

A properly balanced splint results in an occlusion associated with relaxed positioning elevator muscles, allowing the articular disc to obtain its antero-superior position over the condylar head. Splint therapy can utilize CR as the physiologic treatment position. This is contraindicated in situations where inflammation of the joint results in pain. The condyles may have to be in an anterior-inferior joint position until the inflammation subsides and CR is achievable. The literature supports repositioning into CR. Curtis and coworkers29 demonstrated that splints designed to provide a lateral deviation to the centric arc of closure resulted in bone density changes in the condyles of monkeys. The monkeys positioned in CR did not experience changes in the condyles. Pressure may be associated with cartilage breakdown and arthritis in the condylar heads.30

WHICH TYPE OF SPLINT SHOULD BE USED AND WHEN?

The type of splint utilized is dependent on the diagnosis. A careful medical/dental history along with a comprehensive examination is necessary for all patients, but especially those with facial pain, TMD, or bruxism.

If the patient reports bruxism and headaches but no TMD, the use at night of a full-coverage splint, in which acrylic covers an entire arch of teeth, is often adequate to protect the teeth. Muscle relaxation is an added benefit that often relieves or eliminates tension headaches. The choice of the arch for which the splint is fabricated is dictated by the type of bruxism habit. If the patient clenches isometrically, a full-coverage maxillary guard with all of the teeth in contact is appropriate. With isometric clenching, the maxillary anterior teeth would not be covered on a mandibular splint, and since no movement takes place, this force would not be properly distributed using this type of splint. If the patient demonstrates parafunctional movement in lateral and protrusive directions, a splint for the mandibular teeth will be effective. With parafunctional movement laterally, a mandibular splint that does not touch all of the anterior teeth is acceptable (it must touch the cuspids for guidance, but to extend it to touch the incisor teeth would be uncomfortable and unsightly). Pressure is not transferred to only the posterior teeth because movement is so dynamic. If there is a question regarding the extent of mandibular nighttime movement, a maxillary splint is preferred.

Figure 6. An 8-mm splint eliminated headache pain; a 4-mm splint did not.

The occlusal thickness of the splint has been addressed in the literature. Manns et al14 showed that splints that increased vertical dimension 4.4 mm and 8.2 mm were more effective in producing muscular relaxation in patients with bruxism and myofascial pain dysfunction patients than 1-mm splints. Piper31 suggested a 12- to 15-mm distance (incisal edge to incisal edge) to decrease clenching efficiency. These studies suggest that a minimum of a 4-mm increase in vertical dimension is necessary to protect bruxing patients. If the patient is wearing a splint 4 mm in thickness and still experiences muscular soreness, headache, and/or facial muscle tightness immediately after waking, splint thickness should be increased incrementally until symptoms disappear, indicating that the appropriate splint thickness has been determined (Figure 6).

For TMD patients, the selection of a splint is dependent on the diagnosis of the disorder. For the specific diagnosis of TMD, the Piper Classification31 is helpful. The use of medications and other treatment approaches is beyond the scope of this article.

Figure 7. An anterior deprogrammer is utilized to separate the teeth for muscle relaxation.

Bite plane therapy may be used when a muscle disorder is suspected (Figure 7). Muscle disorders are initiated by hyperocclusion; bite planes separate the teeth, allowing the muscles to relax. These appliances should not be worn for longer than 24 to 48 hours continually, as they cover the maxillary anterior teeth, and intrusion/supra-eruption of posterior teeth could occur from lack of contact. Full-coverage stabilization splints, which are flat plane splints covering the entire dental arch, are also acceptable, and may be the treatment of choice for unreliable patients. In general, muscle disorders are effectively treated with appropriate splint therapy (bite planes and stabilization appliances).

Combination muscle and disc disorders are identified by joints that click or pop, and  muscle symptoms are also present. These disorders tend to be more chronic in nature (unless there has been an acute exacerbation), and are associated with more damage. Stabilization splints are the treatment of choice, as they provide long-term wear that is usually needed. They also cover the entire dental arch, ensuring that the covered teeth do not move. They must be worn continually for 24 hours (except when eating) for as long as required to eliminate muscle, disc, ligament, and tooth symptoms. Three to 6 months of wear is often required. These disorders may be reversible if detected relatively early and treated appropriately.

Advanced disc and muscle disorders are identified in patients who experience jaw locking and/or noises, painful joints, and sometimes increasing pain with splint wear. Patients with acute trauma may require an anterior repositioning appliance for 7 to 10 days to keep the condyle away from the retrodiscal tissues, so inflammation can subside. These patients often have a long history of joint pain, locking, and instability. Stabilization splints are the treatment of choice, and must be balanced to accommodate the specific needs of the patient (ie, many patients require shallow cuspid guidance in lateral or protrusive movements to eliminate joint clicking). Splints may need to be worn for 6 months to 2 years depending on the patient. These disorders are usually not reversible, but with treatment patients can experience amelioration of symptoms.

HOW OFTEN SHOULD SPLINTS BE ADJUSTED?

In a study by Holmgren et al6 occlusally induced changes (indentations) were observed every 2 weeks in 61% of patients. The remaining 39% also demonstrated changes at different times, namely indentations in the acrylic, indicating some grinding movements or static indentations. This suggests that more than half of splint patients require postdelivery visits before 2 weeks. A suggested protocol would include adjustments at 24 hrs, 3 days, 7 days, 14 days, 21 days, and 1 month. When no movement on the splint is seen at adjustment appointments and symptoms are improving, the intervals between adjustments can be extended, and the patient told to call for an appointment if symptoms worsen. The splint must be continually monitored and adjusted to ensure equal contacts on all teeth, with immediate disclusion of the posterior teeth in all movements. When muscle relaxation is achieved and/or inflammation subsides, the position of the teeth on the splint will change. Neuromuscular harmony often returns when readjustment to the CR position is accomplished. If interferences on the splint are continually eliminated by rebalancing into CR, the patient will realize long-lasting relief from symptoms.

CONCLUSION

Familiarity with application of splint therapy for patients with occlusal-related disorders can be one approach to treatment of affected individuals. Proper diagnosis and fabrication of the appropriate device can often result in relief of symptoms.


References

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4. Boero RP. The physiology of splint therapy: a literature review. Angle Orthod. 1989;59:165-180.

5. Okeson JP. The effects of hard and soft occlusal splints on nocturnal bruxism. J Am Dent Assoc. 1987;114:788-791.

6. Holmgren K, Sheikholeslam A, Rüse C. Effect of a full-arch maxillary occlusal splint on parafunctional activity during sleep in patients with nocturnal bruxism and signs and symptoms of craniomandibular disorders. J Prosthet Dent. 1993;69:293-297.

7. Ramford S, Ash M. Occlusion. 3rd ed. Philadelphia, Pa: WB Saunders Co; 1983.

8. Manns A, Rocabado M, Cadenasso P, et al. The immediate effect of the variation of anteroposterior laterotrusive contact on the elevator EMG activity. Cranio. 1993;11:184-191.

9. Williamson EH, Lundquist DO. Anterior guidance and its effect on electromyographic activity of the temporal and masseter muscles. J Prosthet Dent. 1983;49:816-823.

10. Bakke M, Moller E. Distortion of maximal elevator muscle activity by unilateral premature tooth contact. Scand J Dent Res. 1980;88:67-75.

11. Magnusson T, Carlsson GE. Recurrent headaches in relation to temporomandibular joint pain-dysfunction. Acta Odontol Scand. 1978;36:333-338.

12. Schokker RP, Hansson TL, Ansink BJJ. Craniomandibular disorders in patients with different types of headache. J Craniomandib Disord Facial Oral Pain. 1990;4:47-51.

13. Manns A, Miralles R, Guerrero F. The changes in electrical activity of the postural muscles of the mandible upon varying the vertical dimension. J Prosthet Dent. 1981;45:438-445.

14. Manns A, Miralles R, Santander H, et al. Influence of the vertical dimension in the treatment of myofascial pain-dysfunction syndrome. J Prosthet Dent. 1983;50:700-709.

15. Clark GT, Langham F, Flack VF. Treatment outcome results for consecutive TMJ clinic patients. J Craniomandib Disord. 1988;2:87-95.

16. Sheikholeslam A, Holmgren K, Rüse C. A clinical electromyographic study of long-term effects of an occlusal splint on the temporal and masseter muscles in patients with functional disorders and nocturnal bruxism. J Oral Rehabil. 1986;13:137-145.

17. Hornbrook D. A look at a promising device for treating TMJ, migraine pain. Dent Pract Report. 2001; November, 35-44.

18. Nadler SC. Bruxism, a classification: a critical review. J Am Dent Assoc. 1957;54:615-622.

19. Zarb GA, Carlsson GE. Temporomandibular Joint Function and Dysfunction. Copenhagen, Germany: Munksgaard; 1979:230.

20. Faulkner KD. Bruxism: a review of the literature. Part I. Aust Dent J. 1990:35:266-276.

21. Gibbs CH, Mahan PE, Mauderli A, et al. Limits of human bite strength. J Prosthet Dent. 1986;56:226-229.

22. Gibbs CH, Mahan PE, Lundeen HC, et al. Occlusal forces during chewing and swallowing as measured by sound transmission. J Prosthet Dent. 1981;46:443-449.

23. Nitzan DW. Intraarticular pressure in the functioning human temporomandibular joint and its alteration by uniform elevation of the occlusal plane. J Oral Maxillofac Surg. 1994;52:671-679.

24. Hannam AG, Wood WW, De Cour RE, et al. The effects of working side occlusal interferences on muscle activity and associated jaw movements in man. Arch Oral Biol. 1981;26:387-392.

25. Hellsing G. Functional adaptation to changes in vertical dimension. J Prosthet Dent. 1984;52:867-870.

26. Boyd RL, Gibbs CH, Mahan PE, et al. Temporomandibular forces measured at the condyle of the Macaca arctoides. Am J Orthod Dentofacial Orthop. 1990;97: 472-479.

27. Hekneby M. The load of the temporomandibular joint: physical calculations and analysis. J Prosthet Dent. 1974;31:303-312.

28. Korioth TW, Hannam AG. Mandibular forces during simulated tooth clenching. J Orofac Pain. 1994;8:178-189.

29. Curtis DA, Nielsen I, Kapila S, et al. Adaptability of the adult primate craniofacial complex to asymmetric, occlusal lateral forces. Am J Orthod Dentofacial Orthop. 1991;100:266-273.

30. Radin EL, Paul IL, Rose RM. Role of mechanical factors in the pathogenesis of primary oseoarthritis. Lancet. 1972;1:519-522.

31. Piper M. Manual for Intermediate to Advanced TMD Treatment. St Petersburg, Fla: Center for Advanced Dental Study; 1999:1-17.



Dr. Dylina practices in Merced, Calif. He is a member of the American Academy of Fixed Prosthodontics and a fellow of the American Academy of General Dentistry and the American Equilibration Society. Dr. Dylina has written for many publications and has lectured throughout the country. He can be reached at (209) 723-5448 or This e-mail address is being protected from spambots. You need JavaScript enabled to view it .

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